Job Details
  • Reference397822A_1661991805
  • LocationNewcastle
  • Job TypeFull Time
  • Postedabout 1 month ago
  • ConsultantStephy Davis
About the client:
Our client is widely regarded as one of the leading financial investment businesses in Newcastle.

Powered by their ethos of putting the best interests of clients at the heart of all they do, they provide detailed and in-depth investment advice to their clients across Australia.

About the role:

Due to significant growth within the business, our client is looking for a Compliance officer on a full time, permanent basis. Reporting to HR team, the successful candidate will be responsible for meeting requirements of the growing business.

Key duties include:
  • Compliance monitoring, including preparation and coordination of internal and external audits
  • Implementation and maintenance of systems and procedures, ensuring they are followed and adhered to by all staff and external advisers
  • Work closely with other relevant departments of the organisation to ensure the induction, appointment and training of new external advisers is conducted efficiently and professionally

About you:
  • Highly organised with excellent time management skills
  • High attention to detail and accuracy
  • Excellent communication, presentation, and interpersonal skills
  • Ability to follow procedures and work effectively in a specialised team
  • Ability to prioritise and meet multiple deadlines

If you meet the above criteria, please APPLY Now, or contact today.