Job Details
  • Reference370885A_1615879312
  • LocationSydney
  • SalaryAU$850 - AU$900 per day
  • Job TypeContract
  • Posted29 days ago
  • ConsultantTom Hodgson

Our client a large International Bank has an immediate requirement for a contractorto work as a senior compliance risk officer in Sydney on a Global Independent Compliance Risk Management (ICRM) program, to be responsible or assisting with implementation of regulatory change projects, establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Key Responsibilities:

  • Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM.
  • Translating ICRM strategy and goals across the clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs. Serves as a subject matter expert onthe business Compliance programs.
  • Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders.
  • Identifying and assessing key compliance risks. Ensuring compliance risks within the business are effectively identified, measured, monitored, and controlled, consistent with the bank's risk appetite statement and all policies and processes established within the risk governance framework.
  • Monitoring adherence to the business Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively.
  • Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.
  • Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas
  • Expertise of Compliance laws, rules, regulations, risks and typologies;
  • Awareness of regulatory requirements
  • Advanced knowledge in area of focus. Skills:
  • Qualifications:
  • Required: Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.
  • Preferred: Advanced degree (e.g. JD, MBA) a plus. Competencies
  • Excellent written, verbal and analytical skills
  • Must be a self-starter, flexible, innovative and adaptive;
  • Highly motivated, strong attention to detail, team oriented, organized
  • Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
  • Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
  • Experience in managing regulatory exams and relationships with examiners, auditors etc.


If this role is of interest then please apply.